Raiffeisen Bank Aval will help you to solve all the questions connected with arrangement of a stock issue, including an additional one.
Basic terms:
1. The sum of the operation — is unlimited.
2. The term of carrying out the operation — different in each individual case.
3. Tariffs:
Arrangement of documents for registration of a stock issue in the State Commission on Securities and Stock Market — as agreed, but no less than UAH 10 thousand;
Underwriting of stock on the primary market — 3-7% of the sum of the stock placed, but no less than UAH 10 thousand;
Support of the liquidity of the stock placed on the secondary market — under tariffs for permanent service on the stock market.
The required documents:
To sign underwriting agreements:
A copy of a certificate of registration;
A copy of a statistics certificate;
A copy of a certificate of a tax payer;
Copies of the Statute documents;
A card of samples of signs;
Documents confirming authorities of a person signing agreements and those of a leader of an enterprise;
Proceedings of a decision of the general shareholders’ meeting on the issue or additional issue of stock.
To prepare an information on a stock issue and an investment memorandum:
Financial reports for the last three years (forms No. 1, 2, 3);
Production and sales volumes of products for the last three years;
The enterprise’s development track record;
A list of the largest shareholders and basic data on their activities;
An organizational structure of the enterprise;
Data on the products of the enterprise (conformity with standards, ramification of a sales system, quality and so on);
The enterprise’s credit history;
Information on the branch, in which the enterprise operates ( a market structure, the branch’s history, analysis of positions of the enterprise in a competitive environment);
Information on main competitors and a demand for products of the enterprise;
A prognosis of development of the industry;
Strategic tasks of the enterprise, a goal of attracting funds.
In separate cases the Bank may ask for some additional information (documents) about the enterprise’s activities.
Arrangement of documents for registration of a stock issue in the State Commission on Securities and Stock Market — as agreed, but no less than UAH 10 thousand;
To sign underwriting agreements: